Investment banking services

Brokerage Services

Within the scope of brokerage activity the Bank trades securities on behalf of the Bank and at the customer’s expense or on behalf of the customer and at the customer’s expense based on the customer’s orders as well as realizes other operations and activities related to the implementation of brokerage activity.

Acting as a broker, the Bank provides the following services to its customers:

• acceptance, forward and/or execution of buy/sell orders of securities (including derivatives), conclusion of deals with securities(including repurchase agreements) on behalf and at the expense of the customer,
• borrowing and lending securities, as well as buying securities for its customers at the Bank’s expense (marginal transactions),
• provision of advisory services concerning to investments in securities to its customers.

Becoming a client of ARMSWISSBANK and starting to use the brokerage services provided by the Bank, you’ll have an opportunity to invest insecurities listed (quoted) in the stock exchanges mentioned below:

Stock exchanges  

Tariffs on Brokerage servicies

Tariffs on Brokerage Services (from 11.04.2011)

Custody services

Any activity associated with safe keeping and custody of securities as well as with registration and transfer of the rights on securities is considered as Custodial activity. Within the scope of Custodial activity the Bank provides to its customers the following services:

• registration of the rights and obligations arising from the customer’s holding of securities,
• acting as a nominee holder of the customer’s securities,
• opening and maintaining of a segregated custody account for the customer,
• delivering the complete information concerning his/her securities to the customer received from the issuer, The Central Depositary and other custodians,
• other services permitted by the legislation and related to the Custodial activity.

Securities issuance and allocation services

Extra means involvement is one of the most significant parts of any company financial policy. In terms of securities emission being an alternative source of financial means recruitment and making use of emission and allocation services of the bank the companies can expand their investment programs financial facilities and manage their financial flows more effectively.
In virtue of its experience and role at the financial market, the bank offers a number of investment banking services to its potential issuers in one package.

• assistance in developing the business plan for an investment project and its evaluation,
• definition of the main conditions related to the issuance of securities,
• preparation of the resolution and prospectus on securities issuance as well as provision of appropriate representation in the stater egistration process of the prospectus,
• performance of activities toward identification of potential investors (organization of individual meetings, road shows),
• organization of securities allocation and preparation of a report to the state authorized bodies,
• provision of guarantees to the customers on obligations arising from ownership of the securities,
• other services related to the issuance, allocation, circulation and maturity of the securities.

2007

2008

For additional information, please contact us.